Olympiad Inequalities II: The Full Ladder

Study Sheet

Olympiad Inequalities II: The Full Ladder

AM–GM with constraints, Engel form, Cauchy as geometry, QM–AM, SOS and Schur

Every Standard Inequality, Placed

Tip
AM–GM under a product or sum constraint

With abc=1abc = 1: a+b+c+1a+1b+1c≥6a + b + c + \tfrac1a + \tfrac1b + \tfrac1c \ge 6 (six terms with product 11). With a+b+c=3a + b + c = 3: ab+bc+ca≤3ab + bc + ca \le 3 (from a2+b2+c2≥ab+bc+caa^2 + b^2 + c^2 \ge ab + bc + ca).

The constraint tells you how to group: a product constraint suggests AM–GM across terms whose product is a power of it; a sum constraint suggests QM–AM or the identity (a+b+c)2=∑a2+2∑ab(a + b + c)^2 = \sum a^2 + 2\sum ab. Homogenize first when degrees differ — replace a constant by the appropriate power of (a+b+c)(a + b + c) or (abc)1/3(abc)^{1/3} — so that the inequality becomes scale-free and the standard tools apply.

Tip
Cauchy–Schwarz: Engel form and the geometric form
(3/5, 4/5)3a + 4b = 5a² + b² = 1
The line 3a + 4b = 5 touches the unit circle at (3/5, 4/5), where (a, b) is parallel to (3, 4).

Engel (Titu): ∑ai2bi≥(∑ai)2∑bi\sum\tfrac{a_i^2}{b_i} \ge \tfrac{(\sum a_i)^2}{\sum b_i}. Geometric: ∣u⋅v∣≤∣u∣∣v∣|\mathbf u\cdot\mathbf v| \le |\mathbf u||\mathbf v| — so 3a+4b≤53a + 4b \le 5 on the unit circle and 1x+4y+9z≥36\tfrac1x + \tfrac4y + \tfrac9z \ge 36 when x+y+z=1x + y + z = 1.

Engel form is Cauchy–Schwarz with ui=aibiu_i = \tfrac{a_i}{\sqrt{b_i}}, vi=biv_i = \sqrt{b_i}; it is the fastest route to bounds on sums of fractions. Equality in Engel: aibi\tfrac{a_i}{b_i} all equal — so the minimizer of 1x+4y+9z\tfrac1x + \tfrac4y + \tfrac9z has x:y:z=1:2:3x : y : z = 1 : 2 : 3. Write the equality case down before computing; it often IS the answer.

Tip
Schur, SOS, and smoothing

Schur (t=1t=1), for a,b,c≥0a,b,c\ge0: ∑a(a−b)(a−c)≥0\sum a(a-b)(a-c)\ge0, i.e. a3+b3+c3+3abc≥ab(a+b)+bc(b+c)+ca(c+a)a^3+b^3+c^3+3abc\ge ab(a+b)+bc(b+c)+ca(c+a). SOS: write the difference as ∑Sc(a−b)2\sum S_c(a - b)^2 with nonnegative coefficients. Smoothing: replace two variables by their mean and show the expression moves the right way.

Schur handles the inequalities AM–GM cannot (it is the one with equality at a=b=ca = b = c AND at (a,a,0)(a, a, 0)). SOS is a systematic finishing move for symmetric three-variable inequalities: expand, group into squares. Smoothing (or "mixing variables") proves that the extremum occurs when variables are equal or when one hits the boundary — reducing a three-variable problem to one variable. These three are the difference between AIME-level and USAMO-level inequality work.

Side note
Equality cases are the map

Before any manipulation, guess where equality holds: all variables equal (AM–GM, Jensen, QM–AM), proportional (Cauchy–Schwarz), one variable zero (Schur, boundary cases). A candidate inequality with the wrong equality case cannot be the right tool — this single check saves more time than any technique.

Try it
Try it: homogenize, then AM–GM

For positive a,b,ca, b, c with a+b+c=1a + b + c = 1, prove (1+1a)(1+1b)(1+1c)≥64\left(1 + \tfrac1a\right)\left(1 + \tfrac1b\right)\left(1 + \tfrac1c\right) \ge 64.

Show the answer

Homogenize by writing 1=a+b+c1=a+b+c: 1+1a=a+(a+b+c)a=2a+b+ca1+\tfrac1a=\tfrac{a+(a+b+c)}{a}=\tfrac{2a+b+c}{a}. By AM–GM 2a+b+c=a+a+b+c≥4a2bc42a + b + c = a + a + b + c \ge 4\sqrt[4]{a^2bc}; multiply the three: numerator ≥64a4b4c44=64abc\ge 64\sqrt[4]{a^4b^4c^4} = 64abc, denominator abcabc. Equality at a=b=c=13a = b = c = \tfrac13 ✓.

Proofs & Why It Matters

Tip
Proof: Schur's inequality

For nonnegative a,b,ca, b, c: a(a−b)(a−c)+b(b−a)(b−c)+c(c−a)(c−b)≥0a(a - b)(a - c) + b(b - a)(b - c) + c(c - a)(c - b) \ge 0.

By symmetry assume a≥b≥ca \ge b \ge c. Group the first two terms: (a−b)[a(a−c)−b(b−c)]≥0(a - b)\left[a(a - c) - b(b - c)\right] \ge 0 because a−b≥0a - b \ge 0 and a(a−c)≥b(b−c)a(a - c) \ge b(b - c) (both factors on the left dominate). The third term c(c−a)(c−b)=c(a−c)(b−c)≥0c(c - a)(c - b) = c(a - c)(b - c) \ge 0 is a product of nonnegatives. ■\blacksquare Equality iff a=b=ca = b = c or two are equal and the third is 00 — the two-equality-case signature that makes Schur indispensable when AM–GM's single equality case is too restrictive.

Tip
Proof: the rearrangement inequality

For a1≤⋯≤ana_1 \le \cdots \le a_n and b1≤⋯≤bnb_1 \le \cdots \le b_n, the sum ∑aibσ(i)\sum a_ib_{\sigma(i)} is maximized by σ=id\sigma = \text{id} and minimized by the reversing permutation.

If σ\sigma is not the identity, some i<ji < j has σ(i)>σ(j)\sigma(i) > \sigma(j); swapping the two assignments changes the sum by (aj−ai)(bσ(i)−bσ(j))≥0(a_j - a_i)(b_{\sigma(i)} - b_{\sigma(j)}) \ge 0. Repeated swaps reach the identity without ever decreasing the sum. ■\blacksquare Significance: Chebyshev's inequality (similarly ordered sequences have 1n∑aibi≥aˉbˉ\tfrac1n\sum a_ib_i \ge \bar a\bar b) is rearrangement averaged over all cyclic shifts, and both are the tool when AM–GM's symmetry is broken by an ordering assumption.

Going Deeper: Worked Problems

Example
Worked: an SOS finish

Prove a2+b2+c2≥ab+bc+caa^2 + b^2 + c^2 \ge ab + bc + ca and use it to show a2+b2+c2ab+bc+ca≥1\dfrac{a^2 + b^2 + c^2}{ab + bc + ca} \ge 1 with equality iff a=b=ca = b = c.

Step 1 — 2(a2+b2+c2)−2(ab+bc+ca)=(a−b)2+(b−c)2+(c−a)2≥02(a^2 + b^2 + c^2) - 2(ab + bc + ca) = (a - b)^2 + (b - c)^2 + (c - a)^2 \ge 0: a sum of squares.

Step 2 — equality iff every square vanishes iff a=b=ca = b = c.

Step 3 — divide by the positive ab+bc+caab + bc + ca.

Step 4 — the same SOS identity gives (a+b+c)2≥3(ab+bc+ca)(a + b + c)^2 \ge 3(ab + bc + ca) and 3(a2+b2+c2)≥(a+b+c)23(a^2 + b^2 + c^2) \ge (a + b + c)^2 — three inequalities from one line of algebra, all sharing the equality case a=b=ca = b = c.

Example
Worked: a smoothing argument

Among nonnegative a,b,ca, b, c with a+b+c=3a + b + c = 3, find the maximum of ab+bc+ca−abcab + bc + ca - abc.

Step 1 — test the symmetric point a=b=c=1a = b = c = 1: value 3−1=23 - 1 = 2. Test a boundary point (1.5,1.5,0)(1.5, 1.5, 0): 2.252.25. So the maximum is NOT at the symmetric point — smoothing must be done carefully.

Step 2 — fix cc and set a+b=3−c=sa + b = 3 - c = s; the expression is ab(1−c)+csab(1 - c) + cs. For c<1c < 1 it increases with abab, maximized at a=ba = b; for c>1c > 1 it is maximized at ab=0ab = 0.

Step 3 — case a=b=s2a = b = \tfrac s2: f(c)=(3−c)24(1−c)+c(3−c)f(c) = \tfrac{(3-c)^2}{4}(1 - c) + c(3 - c) on [0,1][0, 1]; f(0)=2.25f(0) = 2.25, f(1)=2f(1) = 2, and f′<0f' < 0 on the interval — max 2.252.25 at c=0c = 0. Case ab=0ab = 0 with c≥1c \ge 1: value c(3−c)≤2.25c(3 - c) \le 2.25.

Step 4 — maximum 94\tfrac94 at (32,32,0)(\tfrac32, \tfrac32, 0) and permutations. Boundary cases are where symmetric-point intuition fails; smoothing finds them systematically.

Example
Worked: IMO 1984 Problem 1 by Schur

Nonnegative reals a,b,ca,b,c satisfy a+b+c=1a+b+c=1. Prove that ab+bc+ca−2abc≤727ab+bc+ca-2abc\le\dfrac7{27}. (IMO 1984/1)

Step 1 — work with q=ab+bc+caq=ab+bc+ca and r=abcr=abc (the "pqrpqr" variables, with p=a+b+c=1p=a+b+c=1). Expanding Schur's inequality in these variables gives the identity ∑a(a−b)(a−c)=p3−4pq+9r\sum a(a-b)(a-c)=p^3-4pq+9r, so Schur reads 1−4q+9r≥01-4q+9r\ge0, i.e. r≥4q−19r\ge\tfrac{4q-1}{9}.

Step 2 — then

q−2r ≤ q−2(4q−1)9=q+29.q-2r\ \le\ q-\frac{2(4q-1)}{9}=\frac{q+2}{9}.

Step 3 — and q≤(a+b+c)23=13q\le\tfrac{(a+b+c)^2}{3}=\tfrac13, so q−2r≤1/3+29=727q-2r\le\tfrac{1/3+2}{9}=\tfrac7{27}.

Step 4 — equality needs q=13q=\tfrac13, i.e. a=b=c=13a=b=c=\tfrac13, where 13−227=727\tfrac13-\tfrac2{27}=\tfrac7{27}.

How to find it. The expression is symmetric of degree at most 33, so it is a function of qq and rr. The rr term has a negative coefficient, so you need a lower bound on rr in terms of qq — exactly what Schur provides — and then the remaining one-variable bound on qq is AM–GM.

Side note
Where it goes wrong: Muirhead on a cyclic sum

Tempting: "a2b+b2c+c2a≥ab2+bc2+ca2a^2b+b^2c+c^2a\ge ab^2+bc^2+ca^2 for positive reals, since both sides have exponent pattern (2,1,0)(2,1,0) and are equal by Muirhead." Try (a,b,c)=(1,2,3)(a,b,c)=(1,2,3): the left side is 2+12+9=232+12+9=23, the right side 4+18+3=254+18+3=25.

Muirhead compares symmetric sums — sums over all six permutations of the exponents. A cyclic sum uses only three of them, and the two cyclic sums with pattern (2,1,0)(2,1,0) differ by (a−b)(b−c)(a−c)(a-b)(b-c)(a-c), whose sign depends on the ordering of a,b,ca,b,c. Before quoting Muirhead, Schur or SOS, check that the inequality is symmetric; a cyclic inequality needs a tool that respects the cycle (rearrangement with a chosen ordering, or SOS with cyclic coefficients).

Try it
Try it: Schur with t=2t=2

Prove that for nonnegative reals a,b,ca,b,c,

a4+b4+c4+abc(a+b+c) ≥ ab(a2+b2)+bc(b2+c2)+ca(c2+a2).a^4+b^4+c^4+abc(a+b+c)\ \ge\ ab(a^2+b^2)+bc(b^2+c^2)+ca(c^2+a^2).
Show the answer

Expanding, the difference of the two sides is exactly ∑a2(a−b)(a−c)\sum a^2(a-b)(a-c) — Schur with exponent t=2t=2. Prove it as for t=1t=1: assume a≥b≥ca\ge b\ge c. The first two terms combine to (a−b)[a2(a−c)−b2(b−c)]≥0(a-b)\left[a^2(a-c)-b^2(b-c)\right]\ge0, since a2≥b2a^2\ge b^2 and a−c≥b−c≥0a-c\ge b-c\ge0. The third term c2(c−a)(c−b)=c2(a−c)(b−c)≥0c^2(c-a)(c-b)=c^2(a-c)(b-c)\ge0. Equality at a=b=ca=b=c, and at a=ba=b, c=0c=0.